Friday, December 5, 2025

Missouri public guardian pleads not guilty to eight felony counts

Joan Brummitt, 65, is accused of stealing nearly $6,000 from a ward of the state under her care


by Matt Flener

The lights stayed off Wednesday morning inside Joan Brummitt’s office, which she has occupied for 20 years as public administrator at the Sullivan County Courthouse.

Brummitt, 65, instead sat on a bench one floor up as she waited for her first appearance before the county’s presiding judge to face eight felony charges.

Brummitt is accused of stealing nearly $6,000 from a ward of the state under her care.

She waived her right to hear the charges against her on Wednesday and pleaded not guilty. Her preliminary hearing is scheduled for January.

As a public administrator, Brummitt is typically a court-appointed guardian of the county’s elderly and mentally disabled population when family or friends can no longer care for them.

Court documents allege Brummitt moved money in October from an elderly ward’s bank account to her personal bank account on four separate occasions.

A Missouri State Highway Patrol investigator said on Oct. 14, 2025, Brummitt used her personal cellphone and online banking app to send money from the ward’s account through three separate transactions, totaling $999, $1,900, and $1,980.

She made another online $999 transfer on Oct. 16, the MSHP investigator said in court documents.

The total amount came to $5,878.

Brummitt is charged with four felony counts of financial exploitation of an older/disabled person and four felony counts of stealing $750 or more.

Brummitt still holds office. But a judge has restricted her from making financial decisions on behalf of her wards.

Brummitt declined to comment about the charges and referred questions to her attorney, Mark Williams.

"It's always a different case when I represent a public official because of the trust that the people give somebody," said Williams. "So, you really want to watch what we're doing, and we’ve got to make sure we understand what happened in this case."

Williams told KMBC 9 Investigates he is planning more investigation into the allegations by the prosecutor.

"I want everybody to keep an open mind and remember what our constitution says: We’re innocent until proven guilty," he said.

In a new series called "Paper Prisons," KMBC 9 News is investigating ways to systemically improve the care of those under guardianship by highlighting stories of people struggling to navigate a tangled system of legal paperwork, medical records and court orders.

KMBC is also seeking answers, perspective and context from those in charge of keeping wards of the state in their care for their recommendations on how to improve the system.

Throughout the next year, KMBC will continue to explore the problems and solutions for Missouri’s public guardianship system.

We need your help.

If you know of someone going through struggles with Missouri’s public guardianship system, or if you have a case to highlight that exposes solutions for Missouri’s public guardianship system that could teach lessons to others, please email investigates@kmbc.com

Full Article & Source:
Missouri public guardian pleads not guilty to eight felony counts 

See Also:
Missouri elected guardian charged with 8 felonies for stealing from ward

Paper Prisons: Missouri woman details struggle to leave public guardianship after husband's death

Paper Prisons: Missouri man continues fight to free his mother from public guardianship 

Sullivan County elected official accused of stealing thousands from disabled person 

Former Crawford County official accused of conspiracy to kidnap her daughter

The warrant said Hamby allegedly came up with the idea to have her daughter "kidnapped" as a scare tactic due to her talking to strangers online.


Author: Spencer Bailey 

CRAWFORD COUNTY, ARKANSAS, Ark. — Four people, including a former Crawford County official, have been arrested in an alleged kidnapping plot.

Tamara "Tammi" Hamby, who once served on the Crawford County Library Board, turned herself in on Dec. 3 after allegedly enlisting three other people to kidnap her disabled daughter in what she said was an effort to teach her a lesson.

David Qbao, Nico Austria, and Shannon Yazmin Yvonne Childers have all been arrested in connection to the allegations.

An arrest warrant for Hamby said that on Nov. 17, a deputy with the Crawford County Sheriff's Office (CCSO) responded to a possible kidnapping involving Hamby's 22-year-old daughter, who according to guardianship court records has physical and intellectual disabilities.

The warrant said Hamby allegedly came up with the idea to have her daughter "kidnapped" as a scare tactic due to her talking to strangers online, including someone reportedly claiming to be country singer Luke Bryan.

Childers, the in-home nursing assistant that helps care for Hamby's daughter, was contacted by Hamby about the plan for a staged kidnapping, the warrant said.

Arrest documents said the plan was to have someone pretend to be associated with Luke Bryan and communicate with Hamby's daughter to coordinate a meet up.

The plan was then to have the person pick Hamby's daughter up, take her to a field up the road, and demand money before tying her to a tree. The warrant says then, Hamby was set to show up and "rescue her."

According to the warrant, Childers then recruited Quach and Austria to assist, and they showed up to the Hamby residence wearing ski masks and took Hamby's daughter.

Austria reportedly took a wrong turn and ended up in the wrong field, the warrant said. Hamby's daughter was zip tied and tied to a tree.

Hamby's daughter eventually broke free and attempted to run away but was tackled by Austria and Quach, who threatened to hurt her and retied her to the tree, the warrant said. Hamby was reportedly watching the entire time.

The warrant claimed Hamby's daughter escaped on her own and was able to contact 911.

"[Hamby's daughter] was in fear for her life and clung tightly to a teddy bear the entirety of me speaking with her during her interview," the CCSO deputy said in a narrative.

Guardianship court records filed in the past week, which are no longer publicly available, showed the Arkansas Department of Human Services (DHS) had filed an emergency petition for custody of Hamby's daughter.

The Crawford County Circuit Clerk's office confirmed to 5NEWS that the case was sealed by a court order.

Before they were sealed, 5NEWS obtained documents where Gentry Wahlmeier, an attorney running for Crawford County prosecutor, filed a motion to intervene on the Hambys' behalf.

Current county prosecutor Kevin Holmes spoke to 5NEWS about the allegations on the day of Hamby's arrest, explaining that the decisions the four suspects made were "horrible." 

“Listen, these aren't hardened criminals. These aren't people that have a have any criminal record whatsoever. But I mean, they made horrible decisions, and those decisions have consequences," Holmes said.

Hamby submitted her resignation as a library board member on Nov. 24, effective immediately. Her reasoning for her resignation was that she was moving out of the Van Buren district. 

Hamby is expected in court on Dec. 10. The family has a hearing in their DHS guardianship case on Dec. 16.

Full Article & Source:
Former Crawford County official accused of conspiracy to kidnap her daughter 

Thursday, December 4, 2025

Connecticut conservator billed state for deceased persons

by Marc E. Fitch

Attorney Lisa M. Foy billed the state for her conservator services after the conserved person’s death and reported income or state benefits for deceased persons, according to a loss report by the Auditors of Public Accounts that contained a July 11, 2025, letter from the Office of the Probate Court Administrator that found the attorney had violated several rules of professional conduct.

The letter indicated the Office of the Probate Court Administrator held a meeting with Foy in May to review five conservator matters pending before the court and determined that Foy had overbilled for deceased individuals in the amount of $10,950. Further review by both Foy and the Probate Court Administrator found Foy had billed a total of $22,995 for which she was not entitled to compensation.

“The Office of the Probate Court Administrator’s review of your billing practices has revealed a pattern of billing for matters in which the protected persons have been deceased and cases in which you billed the full conservator rate when you were entitled to only one-half as a professional co-conservator,” Chief Counsel Heather L. Dostaler wrote in the letter to Foy. “In addition, there appears to be a pattern where you failed to timely notify the courts of the death of the conserved person, sometimes for years, and there were fee waivers signed under penalty of false statement on which you reported income after the person’s death.”

Several days later Dostaler sent a letter to both the State Auditors of Public Accounts and Connecticut Comptroller Sean Scanlon informing them the Office of the Probate Court Administrator had “become aware of possible unauthorized, illegal, irregular or unsafe handling or expenditure of state or quasi-state agency funds,” and that Foy was “working cooperatively” to “resolve the billing and overpayment issues.”

According to the Comptroller’s open records website, Foy received a little more than $118,000 in state payments in 2025, with most of those payments for conservator services, and received more than $137,000 in 2024.

Reached for comment, Foy says she discovered the overpayments in April and attributed the billing errors to the fact that she was balancing hundreds of conservatorships under a contract with the state that requires conservators to submit billing on a spreadsheet quarterly, which then goes through four levels of court and administrative review – all of which apparently missed her overpayments.

“We have in the probate system, there’s four levels of review because they understand how navigational it is,” Foy said. “In good faith, obviously, I paid it back, there was no question.” 

“We check them, but we’re not perfect,” Foy said. “I’m not excusing it, because it was a mistake, but there’s a lot of people who have done this, just in the course of trying to do it.”

According to both Foy and the Probate Office’s letter, Foy voluntarily went back in her records to 2018, the year the state switched from hourly billing to quarterly, to find any other discrepancies. The Probate Office, as well, conducted a further review, which she says took “months” during which she was unpaid for her previous work.

Foy also says that in the cases in which she was co-conservator, but billed as if she were the sole conservator, she was unsure how to bill the state for her services. “I was like half rate conservator, and I didn’t even know how to bill that, so I reimbursed them for that,” Foy said.

In 2019, 77-year-old Ruth Strong successfully appealed a Probate Court decision, claiming Foy did not handle Strong’s funds properly and left her liable for unpaid bills to the nursing home where Strong was placed. The 2021 decision by Judge Cesar Noble overturned the Probate Court’s approval of Foy’s financial accounting and indicated that Strong could pursue litigation against Foy.

“Foy’s actions resulted in the financial ruin of the woman she (and the probate court) were charged with protecting,” Marilyn Denny, an attorney with the Connecticut Legal Rights Project who represented Strong, said in a 2021 press release

Strong pursued additional claims against Foy in a separate 2020 court case claiming breach of fiduciary duty, negligence, false imprisonment, and infliction of emotional distress and seeking over $200,000 in damages. However, a jury sided with Foy in a 2023 decision.

Foy says that prior to this accounting issue she had informed the Probate Office that she was leaving the conservatorship practice, although she had to continue handling the cases she was already assigned until the courts appointed new conservators, and she spent much of that time going without pay. Foy says that after fifteen years working as a conservator, she has changed jobs.

“I want to get back into what I used to do,” Foy said. “I started resigning in May, so it took the courts a good six months [to find new conservators] because no one really wants to do the work, and I wasn’t going to give up on my conserved people.” 

Full Article & Source:
Connecticut conservator billed state for deceased persons 

Woman allegedly transferred $26K from bank account of her elderly father who has dementia

By JONATHAN GALLARDO

A Gillette woman accused of transferring more than $26,000 from her elderly father’s bank account to her and her husband’s accounts told investigators that she only took the money because she believed her sister was doing the same thing, and because she believed she deserved something for taking care of her father.

On Nov. 24, Circuit Judge Greg Steward found probable cause to suspect Sabrina Montgomery, 54, of two counts of exploitation of a vulnerable adult and two counts of felony theft and bound her over to District Court.

Besides the transfer of the money, Montgomery also is accused of using some of the money she made from selling her father’s car to pay off her own car.

Her husband, Nathan Montgomery, had been charged in Circuit Court with one count of exploitation of a vulnerable adult and one count of felony theft. But these were dismissed because prosecutors do “not have sufficient evidence to meet its burden of proof,” according to their motion to dismiss.

Prosecutors intend to refile this matter under different law violations.

On Oct. 3, an investigator with the Sheriff’s Office met with the Department of Family Services for a report of an elderly man who was possibly being taken advantage of.

An 81-year-old man with dementia was living in the VA in Sheridan. He has two daughters, including Montgomery, and in January, she and a friend who was a notary went to Sheridan, and she had him sign over power of attorney to her. Before this, Montgomery’s sister had power of attorney.

The man has a savings account with Campco and a bank account with First National Bank. He had told Montgomery’s sister that the savings account was to be used to pay for his funeral. The First National Bank account was to be used to pay the man’s insurance and water bills.

When Montgomery became his power of attorney, the savings account was used to pay for his Verizon cellphone bill, loans on a 2018 Cadillac and a side-by-side, and any money left over was to pay for the funeral, according to court documents.

Investigators learned that on Feb. 10, Montgomery called the Sheriff’s Office and asked about retrieving his car. She claimed she needed to sell it to pay medical bills. Montgomery would later sell the car. It returned as registered to new owners on July 25.

On Feb. 7, First National Bank contacted DFS about possible elder abuse reported by Montgomery. She came into the bank and asked for access to her father and her sister’s shared bank account. She accused her sister of spending their father’s money instead of taking care of his bills. Bank staff checked the account’s activity and didn’t see anything suspicious, according to court documents.

The bank called the man, but due to his mental state he was unable to understand the questions. The VA in Sheridan told DFS that the man was likely mentally unfit to be signing a power of attorney form in January.

On Oct. 3, Montgomery’s sister met with investigators and provided them with the First National Bank account records. It only had deposits from Social Security and payments to Farmers Insurance and Wright Water. She said Montgomery refused to pay their father’s phone bill, so his Verizon account was closed, and she also said Montgomery sold their father’s Cadillac.

Without the phone bill and car payments, the only recurring cost from the savings account should be the payments on the side-by-side — $517.99 a month — and the only monthly deposit should be the VA benefits deposit, which was $3,831.30.

Montgomery’s sister said that the VA pays for all of their father’s medical bills because he is a fully disabled veteran.

Two weeks later, investigators learned that the Cadillac had been sold for $23,000.

Montgomery got power of attorney in mid-January. Starting on Jan. 27, transfers were regularly made from her father’s Campco account to her and her husband’s Campco accounts. From Jan. 27 to Oct. 17, $26,579 was transferred out of the elderly man’s account.

Investigators noticed that the car payments were not made from January through May, even though the car wasn’t sold until July. No payments on the side-by-side were made from January through August.

The DFS agent said that on Sept. 12, Montgomery sent an image of her father’s bank account showing a balance of $17,650.93. Montgomery refused to show the agent her father’s bank statements. It was on this day that $15,000 was deposited into the man’s account. Seven days later, this $15,000 was transferred to the Montgomerys’ bank accounts, along with another $1,000.

On Oct. 20, investigators were granted a search warrant for the couple’s bank accounts. On July 10, the $23,000 from the sale of the Cadillac was deposited into their accounts. Then money was withdrawn to pay off their loan on a 2019 Chevy Silverado.

There were a large number of purchases made, but none of them appeared to “support a claim of (the man’s) best interest being pursued in the spending of the money transferred from his bank account” to the Montgomerys’ accounts, the investigator wrote in the affidavit.

On Oct. 22, Montgomery met with investigators and told them that she believed her sister was stealing from their father, which is why she reported her sister to DFS. Montgomery claimed her sister was doing “questionable things” with their father’s accounts and personal items.

She said that when her father signed over the power of attorney to her, he was “kind of lucid.” She said he understood what he was doing when he signed the paperwork, and she said she was helping sell things that he didn’t need.

Montgomery said that her father doesn’t need the Cadillac because he’s in a nursing home and can’t drive. She was trying to settle his assets before he passes away because her power of attorney would no longer be valid when he’s dead. She said he was OK with her selling the car, and she sold it to a pastor who paid her $23,000 in cash for it.

Investigators told her she was being interviewed because of suspicious activity with her father’s bank account, and his car had been sold and the funds were not being spent in his best interest. Montgomery said she sold the Cadillac because she didn’t need it and she was making payments on it.

Montgomery didn’t leave a lot of money in her father’s Campco account, she said, because when he dies she’ll lose access to the account and won’t be able to pay his bills and funeral costs. Investigators asked her if she knew of anyone who wanted to take money from her father. She said no, because she was the only one with access to her account.

She said it wouldn’t help her and her husband to take money from her father because, “I hate to be braggy, but we make enough money,” according to the affidavit.

Of the $23,000 from the sale of the Cadillac, about $10,095 was used to pay off the loans. There was a payment of $12,052.14, which went to Montgomery’s personal truck. When confronted about this, Montgomery said it probably wasn’t the right thing to do and that she could pay back the money.

Investigators then brought up the $26,579 that had been transferred to the Montgomerys’ bank accounts. She said if she had to, she could pay it back over time but not in one lump sum.

When asked if her husband knew about this, Montgomery said he didn’t know about the $26,579 transfer because he doesn’t look at their bank records, but he was aware of the Cadillac money being used to pay off their personal vehicle loan. She alleged that her husband said they might as well do that because the state would take that money when her father passes away.

Montgomery told investigators that she took the money because she believed her sister was doing the same thing. According to the affidavit, she said she was “pissed” that her sister had access to a separate bank account with what she believed was $50,000 of their father’s money. Montgomery accused her sister of going on trips to New York with the money.

When her mother died, Montgomery didn’t receive a lot of money, and her father didn’t have a will, and she was upset that her sister received so much money. She said she felt like she deserved something for taking care of her father.

Montgomery said she knew what she did was wrong but maintained that she never would have gotten into trouble if her sister hadn’t reported concerns to law enforcement. 

Full Article & Source:
Woman allegedly transferred $26K from bank account of her elderly father who has dementia 

Wednesday, December 3, 2025

FOX 13 Investigates: He was placed in a guardianship for his care. The guardian evicted his family.

By: Nate Carlisle


PRICE, Utah — In February, Rhett Rhodes returned here to his grandfather’s home and found an eviction notice on the door.

Rhodes, his wife and their two children had been living at the house in Price since 2022, when his grandfather entered a rehabilitation center to treat his COPD.

“I take care of the land and the house, and I get to live here,” Rhodes said of the arrangement he had with his grandfather, James Myers.

Rhodes’ aunt and her family had been living in a house in Helper that was also owned by Rhodes' grandfather. Eviction notices were served there, too.

The notices were served by Kristin Katie Woods. She owns Owl Guardianship and Elder Care Services, LLC. A few months before the eviction notices, Owl petitioned a judge to become the grandfather’s guardian.

Guardianships are designed to provide care for someone who needs it. Rhodes’ mother, Sherry Jackman — daughter of the man in the guardianship — says she did not object to the guardianship petition because she thought Owl would just help manage her father’s finances.

She didn’t know Owl would be making medical decisions and selling real estate.

“It wasn't until not too long ago that I found out that they took complete… control, custody of my father,” Jackman said.

Making decisions

“Guardianship, I think, stems from the idea that when people become incapacitated they need somebody to, essentially, make decisions for them,” said Nate Crippes, of the Disability Law Center. He has lobbied the Utah Legislature on guardianship issues.

“A full guardianship means you have control over everything in a person’s life,” Crippes said.

Woods called FOX 13 News in April after she heard the station was making inquiries about her company. She described how Owl finds clients.

Sometimes families reach out, she said. Other times, government agencies or police will send Owl referrals seeking help for people who may not be able to care for themselves and don’t have family that seem to be doing it.

It’s not clear how Owl became involved in the case of Rhodes and Myers’ patriarch. Jackman says either someone at the rehab center or someone with the state of Utah recommended Owl.

At a court hearing in September, Woods testified about why she evicted Rhodes and his aunt’s family from the homes. The rehabilitation center had filed a $343,320 lien to recoup the debt it says it was owed.

To pay that debt, Woods testified, Owl required an “attorney to evict his own family members out of those two pieces of real estate.”

She added the homes “are only being sold to give the arrears of the home.”

Rhodes and Jackman say Owl never reached out to them to discuss alternatives to the evictions and paying the debt.

“I would have worked with Owl someway, yes, yes, I would have,” Jackman said, “if they would have gave us that opportunity.”

The day FOX 13 was in Price, new owners had workers remodeling the house. The house in Helper has been sold, too.

Rights and authority

What did James Myers – the man who owned the houses and had his family living in them – want?

We asked him. We spoke over a video call when his daughter went to visit him at his care center. Myers is 79 years old. His family says he has never been diagnosed with any dementia or cognitive impairment.

When asked if Myers wanted the evictions, he replied, “No, no.”

He tried telling that to Owl, he said. He was told his bill was so large, his homes had to be sold.

Myers’ wishes are important. Utah has a guardianship bill of rights that says those, like Myers, have the right to “participate in developing an individualized plan,” including “managing… assets and property.”

“Now, ultimately the guardian gets to make that decision,” said Crippes, of the Disability Law Center, “but you should work with the individual.” Crippes is not involved in Myers’ case.

Myers says the guardianship has worked out “pretty well” for him, but not his family. Eight people lost homes in the evictions, he said.

“I mean, if I ever were to get good, (I) don't even have a place to go live,” Myers said.

Rhodes says he is living in a camper on property owned by his father.

“I'm furious. I’m really upset,” Jackman said.

Woods, after that court hearing in September, indicated she would sit with FOX 13 for an interview. She later declined.

But she forwarded an audio recording from a separate court hearing in St. George earlier this year. The judge in that hearing complimented her.

“There’s some companies up north that are not… ethical as you are,” said 5th District Judge Jay Winward, “and (I) appreciate your work.”

Woods also sent a statement. It reads:

“Owl Guardianship and Elder Care Services, LLC is a family-owned business that has provided guardianship services across the state of Utah since 2013. Owl receives referrals from various state and private sources to intervene on behalf of disabled adults in distress. Owl prides itself on its compliance with court rules, state statutes, and the ethical guidelines set out in guardianship licensure processes. The highest priority of Owl is first and foremost the care and safety of the vulnerable adult, and sometimes that priority conflicts with desires of friends and family members who may wish to access to property, funds, or other resources of the vulnerable adult. Any legal processes that arise from this conflict are handled through the proper venue, which is the court.” 

Full Article & Source:
FOX 13 Investigates: He was placed in a guardianship for his care. The guardian evicted his family. 

Tuesday, December 2, 2025

Priscilla Presley Wins Round in Financial Elder Abuse War, Can Keep Longtime Lawyer

A memorabilia auctioneer claimed Presley's attorney previously gave her legal advice and should be disqualified from the case

by Nancy Dillon 


Priscilla Presley fended off a challenge Monday that sought to disqualify her longtime lawyer, Marty Singer, as her attorney in her financial elder abuse lawsuit against memorabilia auctioneer Brigitte Kruse.

At a morning hearing in Santa Monica, Calif., a judge said Kruse failed to convince him that Singer gave her legal advice in 2022 and 2023 related to her business dealings with Presley, thereby creating a conflict. The judge called Kruse’s evidence “very thin” when it came to her claims Singer counseled her over the phone twice. In her motion, Kruse claimed she consulted with Singer when Elvis Presley Enterprises (EPE) sent her a letter in August 2022 threatening litigation over an auction of Elvis-related memorabilia that Priscilla authenticated. She claimed they spoke again in February 2023, when EPE sent a cease-and-desist letter claiming Presley’s deal to market a beauty serum violated the name, image and likeness rights she previously sold to EPE.

“I have doubts,” Judge Mark Epstein told Kruse’s lawyer about the alleged phone calls. “You’ve given me no evidence other than a statement by Ms. Kruse. I’ve got no retention agreement, no email, no phone record, no notes of a conversation, no reference to a conversation in a text to Ms. Presley. I got nothing.” 

The judge noted that Singer claimed in a sworn declaration that he had “no recollection” of any calls with Kruse. And even if the conversations occurred, the judge said, they were not “substantially related” to the financial elder abuse case. In his ruling denying Kruse’s effort to disqualify Singer, the judge said he takes such motions seriously, but he also respects people’s right to choose their own lawyer. He said Presley had a long history with Singer that predated her dealings with Kruse, so this wasn’t a case where Presley hired Singer to gain an advantage.  

“While Ms. Kruse and the other defendants continue to throw the kitchen sink at this case to distract from the real issues and delay facing the music, Ms. Presley is anxious to move this case forward and hold defendants accountable for their actions,” Singer said in a statement sent to Rolling Stone Monday afternoon. 

Kruse’s lead lawyer, Jordan Matthews, called the decision “irrelevant” late Monday. “The court’s ruling does not mean Elvis Presley’s ex-wife or Mr. Singer have been absolved, and we intend to hold them accountable for their actions, as we will not tolerate any sort of misconduct in this case,” Matthews tells Rolling Stone. “Priscilla Beaulieu continues to make claims without a shred of proof, seemingly relying on her celebrity status rather than evidence, even if it means bending the rules. Today’s hearing changes nothing. We are moving forward aggressively, and we are prepared to bring forward major evidence that will reveal the truth, which cannot be ignored.”

Presley, 80, and Kruse, 42, are locked in a bitter battle over the companies Presley formed with Kruse and investor Kevin Fialko to monetize Presley’s name, image, and likeness. In her July 2024 financial elder abuse complaint, Presley claimed Kruse and Fialko “manipulated” her into signing the contracts after they allegedly isolated her from her longtime business and legal advisors. She said the pair placed a “stranglehold” on her finances with contracts that gave Kruse a controlling 51 percent interest in Priscilla’s intellectual property in perpetuity. She said another related venture gave her only a 20 percent share and that altogether, she was duped out of more than $1 million. She and her lawyers called the contracts so “egregious” and “unconscionable,” they’re unenforceable.

For their part, Kruse and Fialko claim they were always truthful and invested heavily in the joint ventures to pull Presley back from the brink of insolvency. (Video obtained by Rolling Stone shows Presley appearing fully cognizant and signing many of the documents at issue at Kruse’s Florida home in January 2023.) According to Kruse and Fialko, Presley allegedly made an about-face and shunned them, in violation of their contracts, once her fortunes changed after the 2023 death of Lisa Marie Presley, her only child with Elvis. 

As Rolling Stone previously reported, a few weeks after Lisa Marie’s death, Priscilla challenged a 2016 amendment to her daughter’s Promenade Trust that removed Priscilla as a trustee and replaced her with Lisa Marie’s eldest daughter, Riley Keough. The disputed change meant Priscilla would have lost influence over her daughter’s assets, including Graceland mansion, its archives, and Lisa Marie’s 15 percent interest in EPE, which owns and manages Elvis’ name, image, and likeness. Priscilla wanted the court to declare the amendment “invalid.” 

With a potential legal war looming, Keough reached a generous settlement with her grandmother in a matter of months. Under the deal, Priscilla received a $1 million lump-sum payment off the top of Lisa Marie’s $25 million life insurance policy. Keough also agreed to pay Priscilla $50,000 to resign as co-trustee of the irrevocable trust whose sole asset was the life insurance policy. Priscilla was also awarded an annual salary of $100,000 for 10 years for her new role as a “special adviser” to the Promenade Trust. 

After she settled with Keough, Presley sent a cease-and-desist to Kruse and Fialko in August 2023. Two months later, she was hit with the first breach-of-contract lawsuit over the partnership. Nine months after that, she filed her bombshell claims of financial elder abuse.

Last summer, a judge put Kruse’s Florida-based lawsuit on hold, saying Presley’s elder abuse lawsuit should proceed first. The Orlando-based judge said it didn’t make sense to “enforce rights under agreements” when the “validity” of the agreements remained “squarely in dispute in the California case.” That ruling set the stage for Kruse and Fialko to file their breach-of-contract claims as a standalone, $50 million lawsuit filed in Beverly Hills in August, then as a cross-complaint in the Santa Monica elder abuse case in October. 

Full Article & Source:
Priscilla Presley Wins Round in Financial Elder Abuse War, Can Keep Longtime Lawyer 

See Also:
Priscilla Presley Advances $1 Million Fight Against Former Associate Over Elder Abuse Claims

Priscilla Presley Sued for $50 Million by Partners She Accused of Elder Abuse

Priscilla Presley Lawsuit Unmasks Brutal Financial Elder Abuse Claims in Bitter 80th Birthday Showdown

Priscilla Presley’s Legal Battle Over Alleged Financial Elder Abuse

Priscilla Presley Elder Abuse War: Florida Lawyer ‘Vehemently Denies’ Conspiring With Auctioneer

Priscilla Presley Sues Ex-Advisors for Elder Abuse, Alleging ‘Abhorrent Scheme’ to Steal Her Money

Priscilla Presley challenges Lisa Marie trust amendment that names Riley Keough co-trustee  

Man arrested after report of alleged elder abuse

by: McKenna Galloway

CLARKSBURG, W.Va. (WBOY) — A man was arrested after a witness reported suspected elder abuse in Harrison County.

The witness stated that he saw 51-year-old John Carter become physical with the 81 year old victim at their shared address in Clarksburg and that the victim was scared to report the incident, according to a criminal complaint. The victim was reported by the witness to be blind and have neuropathy.

The witness later told officials that on or about Nov. 28 he saw Carter strike the victim with “an open hand to the face” and that “there was redness and blisters on the victims back alleged to be from a heating pad.” The witness also stated that there were multiple unsecure firearms in the home, and noted that Carter was “experiencing suicidal and homicidal ideations and he does not feel safe around him.”

When looking through Carter’s criminal history, it was discovered that a previous conviction prohibited him from owning a firearm.

On the same day, troopers executed a search warrant at the residence, where after Carter was removed the victim disclosed additional alleged abuse. Troopers also observed redness on the victims face and cuts on his mouth.

Carter was arrested for five counts of prohibited person in possession of a firearm and one count of elder abuse causing injury. He is being held in the North Central Regional Jail. 

Full Article & Source:
Man arrested after report of alleged elder abuse 

Monday, December 1, 2025

Failure of a Legal Guardian to Acknowledge Neglect and Obey Visitation Restrictions Justifies Denial of an Improvement Period and Termination of Guardianship: Commentary on In re B.W. and N.W.


Date: Nov 30, 2025

I. Introduction

On November 25, 2025, the Supreme Court of Appeals of West Virginia issued a memorandum decision in In re B.W. and N.W., No. 25-3 (Braxton County Nos. CC-04-2024-JA-17 & -18), affirming the termination of a legal guardian’s custodial and guardianship rights to two minor children. The opinion, though designated as a memorandum decision under Rule 21 of the West Virginia Rules of Appellate Procedure, clarifies the application of several important principles in West Virginia child abuse and neglect jurisprudence:

  • The demanding standard a parent, guardian, or custodian must meet to obtain a post-adjudicatory improvement period under W. Va. Code § 49-4-610(2)(B).
  • The central importance of genuinely acknowledging neglect or abuse as a precondition to meaningful rehabilitation.
  • The treatment of legal guardians, not just biological parents, as subject to termination when they knowingly defy court-ordered visitation restrictions and fail to protect children from previously terminated parents.
  • The consequences of failing to properly preserve and document issues in the record for appellate review, particularly with respect to arguing joinder of necessary parties under W. Va. Code § 49-4-601(b).

The petitioner, S.D., was the children’s legal guardian following the prior termination of their biological parents’ custodial rights in 2019. The Department of Human Services (“DHS”) filed a new abuse and neglect petition in 2024 alleging that S.D. failed to protect the children by facilitating unauthorized, unsupervised contact with their biological parents and by educationally neglecting one of the children, B.W. After adjudicating her as a neglectful custodian, the circuit court denied her request for an improvement period and terminated her guardianship and custodial rights. S.D. appealed, challenging chiefly the denial of a post-adjudicatory improvement period.

This commentary examines the factual background, the Supreme Court’s holdings, the precedents applied, and the broader significance of the decision for child protection law and guardianship cases in West Virginia.

II. Factual and Procedural Background

A. The 2019 Abuse and Neglect Case and Guardianship

In 2019, the children’s biological parents were the subject of an abuse and neglect proceeding that culminated in the termination of their custodial rights. As a result of that proceeding:

  • The children, B.W. and N.W., were placed in a legal guardianship with the petitioner, S.D., and her then-spouse.
  • The circuit court’s dispositional order specifically required that all visitation between the parents and the children be supervised by the petitioner.

Separately, the parents were convicted of felony child neglect, served prison sentences, and completed parole. The felony convictions and the prior termination of custodial rights formed the backdrop against which the circuit court imposed strict supervised visitation conditions in 2019.

B. Efforts to Reinstate Parental Custodial Rights in 2022

In 2022, S.D. attempted to have the parents’ custodial rights reinstated:

  • She wrote a letter to the circuit court requesting reinstatement of the parents’ custodial rights.
  • The circuit court replied that she had no standing to make such a request and declined to address it.
  • The parents themselves later filed a motion seeking reinstatement of their custodial rights.
  • In September 2022, the circuit court denied their motion, expressly noting the parents’ felony child neglect convictions, completed sentences, and parole.

The 2022 order thus reaffirmed that the parents’ custodial rights remained terminated and that the supervised visitation regime from the 2019 case remained in force.

C. The 2024 DHS Petition and CPS Investigation

On April 23, 2024, DHS filed a new abuse and neglect petition against S.D. The petition alleged that she:

  • Failed to protect the children by allowing them to live with their biological parents, whose custodial rights had been previously terminated.
  • Failed to provide a fit and suitable home.
  • Educationally neglected B.W.

A critical incident occurred on April 20, 2024, when a Child Protective Services (“CPS”) worker visited S.D.’s home to investigate allegations of unsupervised contact with the biological parents:

  • S.D. told CPS she allowed the children to see their parents “as much as they wanted” in order to “transition” them back to the parents.
  • She admitted removing then-thirteen-year-old B.W. from school but claimed B.W. was medically excused.
  • B.W. and then-eight-year-old N.W. each told the CPS worker that they lived at their biological mother’s home and spent more time there than at S.D.’s home.
  • School personnel reported that B.W. had been absent from school for approximately one month and no medical excuse had been provided.

These facts led DHS to allege both failure to protect the children from prohibited parental contact and educational neglect.

D. Adjudicatory Hearing and Neglect Finding

The circuit court held an adjudicatory hearing in June 2024. Key testimony included:

  • School Attendance Director: He testified that B.W. had over twenty-five unexcused absences and a similar number of excused absences, and was failing nearly every subject. Notably, the children’s biological parents were listed as individuals authorized to sign the children out of school.
  • Forensic Interviewer: The interviewer testified that both children disclosed in forensic interviews that they lived with their parents, unsupervised.
  • Petitioner S.D.: She admitted that she allowed the children to have unsupervised contact with their parents despite:
    • Knowing that the 2019 dispositional order allowed only supervised visitation, and
    • Knowing that the circuit court had denied the parents’ 2022 motion to reinstate custodial rights.

Based on this evidence, the circuit court found that S.D.:

  • Failed to protect the children from unauthorized, unsupervised contact with their biological parents in contravention of the prior dispositional order.
  • Neglected B.W.’s educational needs by taking her out of school without putting an alternative educational program in place.

The court adjudicated S.D. as having neglected the children.

E. Psychological Evaluation

In August 2024, S.D. completed a psychological evaluation. Key findings included:

  • She acknowledged knowing that the parents were not permitted to be around the children as part of their criminal case.
  • She denied knowing that contact was also prohibited due to the prior abuse and neglect proceeding.
  • She “continually countered the bases for the [parents’] CPS and criminal cases” and “persistently spoke as though the rules either did not apply to her or that what she believes should overrule the judgments of the [c]ourt.”
  • The evaluator concluded that her failure to accept responsibility, her sense of entitlement, and her belief that her view of the facts superseded the court’s judgment made her prognosis for improved parenting poor.

The evaluator specifically opined that there was no reason to believe S.D. would follow court directives going forward.

F. Dispositional Hearing and Termination of Guardianship

At the October 2024 dispositional hearing:

  • The psychological evaluator reiterated S.D.’s defensive response style and her insistence that she had been justified in allowing unsupervised contact with the parents.
  • A CPS worker testified that DHS recommended termination because S.D. failed to acknowledge any wrongdoing, rendering services and an improvement period futile.
  • S.D. herself testified that she would take responsibility and participate in any services offered. However, she simultaneously continued to assert that she was unaware that the parents were not permitted unsupervised contact with the children.

The circuit court, on the record, found that:

  • Despite her “feeble attempt” at the dispositional hearing to admit wrongdoing in order to obtain an improvement period, S.D. had not shown she would comply with court orders in the future.
  • She failed to accept responsibility for her conduct.
  • She permitted unauthorized, unsupervised contact with the parents and failed to protect the children, causing them emotional distress.
  • There was no reason to believe that she would comply with an improvement period or any court orders.
  • There was no reasonable likelihood that she could substantially correct the circumstances of abuse and neglect in the foreseeable future.
  • No less restrictive alternative to termination of her guardianship and custodial rights was available, and termination was in the children’s best interests.

Although the written order used language about terminating “parental” rights, the Supreme Court clarified that S.D. was a legal guardian, not a parent. On the record, the circuit court had expressly terminated “all parental rights, or[] all custodial rights or any rights she may have by virtue of being a custodian,” and the Supreme Court construed the order as terminating her custodial and guardianship rights.

At that point, the status of the other adults was:

  • The biological parents’ custodial rights had been previously terminated and remained terminated.
  • S.D.’s ex-spouse had voluntarily relinquished his guardianship rights.
  • The permanency plan was for guardianship in the children’s current placement (i.e., with a different guardian/custodian).

III. Summary of the Supreme Court’s Opinion

On appeal, S.D. principally argued that the circuit court erred in denying her motion for a post-adjudicatory improvement period. She claimed that she admitted her conduct was deficient and expressed a willingness to participate in services designed to demonstrate her ability to comply with court orders.

The Supreme Court:

  • Applied the standard of review from In re Cecil T., 228 W. Va. 89, 717 S.E.2d 873 (2011), reviewing factual findings for clear error and legal conclusions de novo.
  • Reiterated the statutory requirement under W. Va. Code § 49-4-610(2)(B) that a respondent must demonstrate, by clear and convincing evidence, that they are likely to fully participate in a post-adjudicatory improvement period.
  • Invoked the longstanding principle from In re Timber M., 231 W. Va. 44, 743 S.E.2d 352 (2013), and In re Charity H., 215 W. Va. 208, 599 S.E.2d 631 (2004), that failure to acknowledge the existence of the abuse or neglect problem renders it untreatable and an improvement period futile.
  • Held that the record was “replete” with evidence that S.D. failed to abide by court orders and refused to acknowledge her neglectful conduct, including her characterization of her violation of the prior dispositional order as “reasonable.”
  • Concluded that the circuit court did not abuse its discretion in determining that she was not likely to participate in an improvement period, and therefore affirmed the denial of her motion for such an improvement period.
  • Cited In re Tonjia M., 212 W. Va. 443, 573 S.E.2d 354 (2002), to confirm that a circuit court may refuse an improvement period when no improvement is likely.

S.D. also argued that the circuit court erred by denying her motion to add the children’s parents as respondents on the theory that they retained parental rights. The Supreme Court declined to review this assignment of error because:

  • S.D. failed to provide any citation to the appendix record showing where she filed such a motion or where the circuit court denied it.
  • Under Noble v. W. Va. Dep’t of Motor Vehicles, 223 W. Va. 818, 679 S.E.2d 650 (2009), Shaffer v. Acme Limestone Co., 206 W. Va. 333, 524 S.E.2d 688 (1999), and Rule 10(c)(7) of the West Virginia Rules of Appellate Procedure, issues not properly preserved and not supported by record citations will not be considered on appeal.
  • Even if the Court could consider the issue, S.D. did not show how the alleged error prejudiced her or substantially frustrated the purposes of the child abuse and neglect procedural rules, rendering any error harmless under In re Stephen Tyler R., 213 W. Va. 725, 584 S.E.2d 581 (2003).

Accordingly, the Supreme Court affirmed the December 3, 2024 order terminating S.D.’s custodial and guardianship rights.

IV. Detailed Analysis

A. Precedents and Statutes Shaping the Decision

1. Standard of Review – In re Cecil T.

The Court began by reaffirming the familiar standard of review for abuse and neglect appeals:

“On appeal from a final order in an abuse and neglect proceeding, this Court reviews the circuit court's findings of fact for clear error and its conclusions of law de novo.” — Syl. Pt. 1, In re Cecil T., 228 W. Va. 89, 717 S.E.2d 873 (2011).

This standard underpins the deferential approach taken to the circuit court’s factual assessments—particularly regarding S.D.’s credibility, her alleged acknowledgment of wrongdoing, and the weight given to the psychological evaluation—while allowing the Supreme Court to independently interpret and apply the governing statutes and prior case law.

2. Improvement Periods – W. Va. Code § 49-4-610(2)(B)

W. Va. Code § 49-4-610(2)(B) governs post-adjudicatory improvement periods. The Court quoted and applied the requirement that a respondent must:

“demonstrate[], by clear and convincing evidence, that [she] is likely to fully participate in the improvement period.”

Several points emerge from the Court’s application of this statute:

  • The burden lies with the respondent (here, the guardian) to affirmatively demonstrate the likelihood of full participation; it is not presumed.
  • The standard of proof is “clear and convincing,” which is more demanding than a mere preponderance, reflecting the seriousness of abuse and neglect proceedings.
  • The statute applies equally to “parents” and to “guardians” or “custodians” whose rights are at stake, as this case shows.

3. Acknowledgment Requirement – In re Timber M. and In re Charity H.

The Court’s core reasoning rests on the principle that meaningful treatment cannot occur until the respondent admits there is a problem. Citing In re Timber M., which in turn quoted In re Charity H., the Court reiterated:

“In order to remedy the abuse and/or neglect problem, the problem must first be acknowledged. Failure to acknowledge the existence of the problem . . . results in making the problem untreatable and in making an improvement period an exercise in futility at the child[ren]'s expense.”

This doctrine has been repeatedly applied to biological parents. In In re B.W. and N.W., the Court confirms its full applicability to legal guardians as well. The principle becomes the pivot on which the denial of the improvement period turns.

4. Judicial Discretion to Deny an Improvement Period – In re Tonjia M.

The Court further anchored its decision in In re Tonjia M.:

“The circuit court has the discretion to refuse to grant an improvement period when no improvement is likely.” — In re Tonjia M., 212 W. Va. 443, 448, 573 S.E.2d 354, 359 (2002).

This case underscores that improvement periods are not automatic entitlements; they are discretionary tools designed to protect children while offering respondents a structured opportunity to correct their behavior—if there is a realistic prospect of improvement.

In In re B.W. and N.W., the circuit court, and ultimately the Supreme Court, concluded that S.D.’s entrenched belief that she could disregard court orders, coupled with her refusal to genuinely acknowledge neglect, made any improvement period futile.

5. Necessary Parties and Record Preservation – W. Va. Code § 49-4-601(b), Rule 10(c)(7), and Related Cases

Although a secondary issue, the Court addressed S.D.’s argument that the biological parents should have been added as respondents. W. Va. Code § 49-4-601(b) requires:

“Each petition shall name as a party each parent, guardian, custodian, other person standing in loco parentis of or to the child.”

S.D. claimed the circuit court erred by not adding the parents. However:

  • She failed to provide appendix citations showing that she actually filed such a motion or that the circuit court ruled on it.
  • Under Noble and Shaffer, nonjurisdictional issues not raised below will generally not be addressed for the first time on appeal.
  • Rule 10(c)(7) authorizes the Supreme Court to disregard alleged errors unsupported by specific record citations, including where and how the issues were presented below.
  • Even assuming the issue were properly before the Court, S.D. did not demonstrate that any failure to add the parents as parties caused her prejudice or substantially frustrated the purpose of the abuse and neglect procedural rules, making any error harmless under In re Stephen Tyler R..

This component of the decision sends a strong reminder to counsel: appellate courts will not consider inadequately preserved or undocumented claims, even in sensitive child welfare matters, absent a showing of prejudice and substantial impact on the statutory scheme’s purposes.

B. The Court’s Legal Reasoning

1. Assessing “Likelihood of Full Participation” in an Improvement Period

The Supreme Court’s central task was to determine whether the circuit court clearly erred or abused its discretion in finding that S.D. was not likely to fully participate in an improvement period.

The Court emphasized several facts:

  • S.D. knowingly allowed the children to have unsupervised contact with their parents, despite explicit supervised-visitation provisions in the 2019 dispositional order and despite the 2022 denial of the parents’ motion to reinstate custodial rights.
  • She effectively returned physical custody to the biological mother (the children said they lived at their mother’s house and spent more time there than with S.D.), undermining the prior termination order.
  • She took B.W. out of school and kept her out for an extended period—one month of absences, many unexcused—without establishing an alternative educational program.
  • She listed the parents as authorized individuals to sign the children out of school, which is inconsistent with the parents’ terminated custodial status and the requirement for supervised contact.
  • Her psychological evaluation showed a persistent pattern of minimizing or rejecting the bases for the parents’ prior CPS and criminal cases, and a belief that her views superseded the court’s authority.

In other words, the Court was not persuaded by S.D.’s late-stage promise at the dispositional hearing to “take responsibility” and accept services. Against the weight of:

  • Her long-standing defiance of court orders,
  • Her minimization of the parents’ serious prior misconduct, and
  • The psychological opinion that her prognosis for improvement was poor,

the circuit court was entitled to view her dispositional testimony as a “feeble attempt” to secure an improvement period rather than a genuine commitment to change.

2. The Necessity of Genuine Acknowledgment of Neglect

The Timber M./Charity H. line of cases frames acknowledgment as a substantive prerequisite, not a mere formal step. The Supreme Court applied that principle straightforwardly:

  • S.D. continued to insist that she did not know about the no-contact requirements arising from the prior abuse and neglect case, even though she had testified earlier that she was aware the 2019 order required supervised visitation and that the court had denied the parents’ motion to reinstate custody.
  • She characterized her violation of the dispositional order as “reasonable,” underscoring that she did not see her conduct as wrongful.

The Court concluded that this refusal to acknowledge wrongdoing made the problem “untreatable” in the sense that S.D. would not sincerely engage in the behavior changes required to protect the children. In that context, an improvement period would merely delay permanency for the children with little prospect of success.

3. Use of Psychological Evidence

The psychological evaluation played a significant role in shaping both the circuit court’s and the Supreme Court’s views:

  • The evaluator found S.D. had a “defensive response style” and that she rationalized or undermined the bases for both the CPS and criminal cases involving the parents.
  • The evaluator highlighted her belief that “the rules either did not apply to her” or that her beliefs should “overrule the judgments of the [c]ourt.”
  • These traits led the evaluator to conclude that her prognosis for improved parenting was poor, and there was no reason to believe she would comply with court directives moving forward.

The Supreme Court accepted this expert assessment as a valid and important indicator of S.D.’s future behavior. The evaluation corroborated the evidence of actual noncompliance (unsupervised contact, residential arrangement, educational neglect), strengthening the conclusion that she was not a good candidate for an improvement period.

4. Best Interests of the Children and “No Less Restrictive Alternative”

While the opinion does not elaborate extensively on the best interests analysis, it notes that:

  • The circuit court concluded termination was in the children’s best interests.
  • It also found no reasonable likelihood that S.D. could substantially correct the neglect in the foreseeable future.
  • It determined there was no less restrictive alternative to termination available.

These findings align with West Virginia law requiring that termination of custodial/guardianship (or parental) rights be a last resort, justified only when:

  • Conditions cannot be adequately corrected within a reasonable time, and
  • Continuation of the legal relationship is contrary to the child’s welfare.

Given that:

  • The parents’ rights had already been terminated due to severe neglect and felony convictions,
  • S.D. actively and knowingly re-exposed the children to unsupervised time with those parents,
  • The children suffered emotional distress, and
  • Alternative permanency (guardianship in the current placement) was available,

the conclusion that termination of S.D.’s guardianship was in the children’s best interests is doctrinally consistent and practically compelling.

5. Terminology: Parental vs. Guardianship Rights

An interesting technical aspect of the decision is the Court’s clarification regarding the nature of S.D.’s rights. The written order referred to the termination of “parental and custodial rights,” but S.D. was a legal guardian, not a biological or adoptive parent.

The Supreme Court resolved this by looking to the transcript, where the circuit court stated it was terminating “all parental rights, or[] all custodial rights or any rights she may have by virtue of being a custodian to these children.” This indicates:

  • The lower court intended to extinguish whatever legal rights S.D. had with respect to the children—whether framed as custodial, guardianship, or in loco parentis.
  • The Supreme Court interpreted the order accordingly, treating it as a termination of custodial and guardianship rights rather than parental rights per se.

Substantively, this reinforces that guardians and custodians are fully subject to abuse and neglect jurisdiction and can have their legal relationship to the child permanently severed when they fail to protect the child or defy court orders.

6. Joinder of Parents and Harmless Error

Finally, the Court addressed—primarily in a procedural posture—S.D.’s claim that the parents should have been added as parties. Even though W. Va. Code § 49-4-601(b) calls for parents, guardians, and custodians to be named, the Court declined to accept S.D.’s argument because:

  • She did not prove, via the record, that the issue was properly raised and ruled upon below.
  • She did not articulate how the parents’ absence as formal parties prejudiced her ability to defend against the allegations or affected the outcome of her case.

Citing In re Stephen Tyler R., the Court observed that even if there had been a technical violation of the joinder requirement, such a violation would be harmless unless it “substantially frustrate[d] the purpose of the Rules of Procedure for Child Abuse and Neglect Proceedings and related statutes.” S.D. offered no such showing.

This aspect of the decision effectively balances strict statutory language (regarding who must be joined) against practical realities and the overarching goals of child safety and permanency. It also reaffirms that appellants bear the burden of demonstrating both error and prejudice.

C. Impact and Significance

1. Implications for Legal Guardians and Custodians

A central contribution of this case is its clear application of abuse and neglect principles commonly associated with parents to the context of legal guardians:

  • Guardians are subject to the same expectations of compliance with court orders and protective measures as parents.
  • Guardians who align themselves with previously terminated and criminally-convicted parents, in defiance of court orders, risk having their own custodial and guardianship rights terminated.
  • Guardians cannot unilaterally “transition” children back to their biological parents outside the formal, court-supervised process.

This has practical significance, particularly where relatives or former foster caregivers have become permanent guardians. It underscores that permanency carries continuing legal responsibilities and that any effort to alter the child’s placement or contact with prior abusers must proceed through the court, not private arrangements.

2. Reinforcement of Strict Standards for Improvement Periods

The decision reinforces several themes in the jurisprudence on improvement periods:

  • Improvement periods are a privilege, not a right. They are reserved for those who genuinely acknowledge the problem and demonstrate a strong likelihood of full participation.
  • Verbal assurances made at the eleventh hour (e.g., during the dispositional hearing) may not overcome a pattern of defiance, denial, or minimization of prior misconduct.
  • Psychological evaluations and DHS/GAL assessments can carry significant weight in evaluating whether improvement is realistically likely.
  • Circuit courts have broad discretion under Tonjia M. to deny an improvement period where the evidence suggests that no meaningful change is forthcoming.

For practitioners, this decision signals that “I’ll comply now” is not enough when the record shows an entrenched refusal to follow court orders and an ongoing alliance with those whose rights were terminated.

3. Emphasis on Obedience to Prior Dispositional Orders

The case also highlights that prior dispositional orders from abuse and neglect proceedings remain operative and must be scrupulously followed:

  • S.D. knew the 2019 disposition required supervised-only parental visitation.
  • She knew the parents’ 2022 motion to reinstate custody had been denied.
  • Nonetheless, she allowed unsupervised contact and effectively returned the children to their mother’s home.

This behavior was treated not as a minor technical violation but as a core failure to protect, justifying a new abuse and neglect petition against the guardian herself and, ultimately, the termination of her guardianship.

4. Procedural Lessons: Preserve Issues and Build the Record

The Court’s handling of the joinder argument offers sobering procedural lessons:

  • Issues not properly raised, ruled upon, and documented in the record will generally not be considered on appeal.
  • Even arguable statutory violations (such as failure to join necessary parties) will not produce reversal absent a demonstration of actual prejudice and substantial frustration of the statutory scheme’s purposes.
  • Rule 10(c)(7) is not a mere formality; failure to provide precise record citations can be fatal to an assignment of error.

For child welfare attorneys, this underscores the need to:

  • Make clear, on-the-record motions and objections,
  • Obtain explicit rulings, and
  • Ensure those matters are properly documented in the appendix for appeal.

V. Complex Concepts Simplified

The opinion uses several technical terms and doctrines. The following explanations are designed for readers less familiar with abuse and neglect proceedings.

1. Abuse and Neglect Proceeding

This is a civil case brought by the state (through DHS) alleging that a child is abused or neglected. The court determines:

  • Whether abuse or neglect has occurred (the adjudicatory phase), and
  • What should happen to the child and the adult’s rights going forward (the dispositional phase).

2. Adjudicatory vs. Dispositional Hearing

  • Adjudicatory hearing: The court decides whether the allegations of abuse or neglect are proven. In this case, the court found S.D. neglected the children by allowing unauthorized parental contact and by educational neglect.
  • Dispositional hearing: The court decides what to do in light of the adjudication—e.g., return the child, impose conditions, order an improvement period, or terminate parental/guardianship rights. Here, the court denied an improvement period and terminated S.D.’s guardianship and custodial rights.

3. Improvement Period

An “improvement period” is a time-limited, court-supervised plan during which the respondent (parent/guardian/custodian) receives services (such as counseling, parenting classes, or drug treatment) and must comply with specific conditions to correct the problems that led to the abuse or neglect finding.

To obtain a post-adjudicatory improvement period:

  • The respondent must request it, and
  • Must prove by clear and convincing evidence that they are likely to fully comply with and participate in it.

If the court is not convinced that improvement is likely, it can deny the request, as it did in S.D.’s case.

4. “Clear and Convincing Evidence”

This is a standard of proof higher than “more likely than not” but lower than “beyond a reasonable doubt.” It requires the evidence to be highly and substantially more likely to be true than not, and that the fact-finder have a firm belief or conviction in its factuality.

Here, S.D. had to show by clear and convincing evidence that she was likely to fully participate in an improvement period. Her long history of noncompliance and refusal to acknowledge wrongdoing prevented her from meeting that burden.

5. “No Reasonable Likelihood of Substantial Correction”

When a court finds there is “no reasonable likelihood that the conditions of neglect or abuse can be substantially corrected in the near future,” it may proceed to terminate parental or guardianship rights. That phrase essentially means:

  • The problems (e.g., failure to protect, disregard for court orders) are so entrenched and persistent
  • That, given the child’s need for timely permanency, the court does not believe the adult can fix them within a time frame that is fair to the child.

6. “Less Restrictive Alternative”

Before terminating parental or guardianship rights, courts must consider whether there is a less drastic action that would adequately protect the child (for example, a temporary removal combined with services, or a supervised placement while the adult works an improvement period). If no such alternative will adequately protect the child and promote permanency, termination may be ordered.

In this case, the circuit court found no less restrictive alternative was available that would sufficiently protect the children, given S.D.’s defiance and alliance with the previously-terminated parents.

7. Guardian, Custodian, and In Loco Parentis

  • Guardian: A person appointed by a court with legal authority to care for and make decisions for a child.
  • Custodian: A person who has actual physical possession and care of the child and may also hold legal custodial rights.
  • In loco parentis: A person who acts “in the place of a parent” and assumes parental responsibilities, even without formal guardianship or adoption.

West Virginia’s abuse and neglect statutes and rules expressly extend to “parent[s], guardian[s], custodian[s], [and] other person[s] standing in loco parentis,” which is why S.D. as a guardian was fully subject to these proceedings.

8. Harmless Error

Not every legal or procedural error requires reversal. An error is “harmless” if it:

  • Did not prejudice the complaining party in a meaningful way, and
  • Did not substantially undermine the purposes of the governing statutes or procedural rules.

In In re B.W. and N.W., the Supreme Court held that even if there had been some technical error related to joinder of the biological parents, S.D. did not show that it harmed her or frustrated the goals of the child protection system. Thus, any such error would be harmless.

VI. Conclusion

In re B.W. and N.W. is a significant reaffirmation and application of key principles in West Virginia’s child abuse and neglect jurisprudence, particularly as they apply to legal guardians:

  • Guardians are held to the same standard as parents in following court orders and protecting children from prior abusers whose rights were terminated.
  • An improvement period is not automatic; it requires a clear showing that the respondent is likely to fully participate, grounded in genuine acknowledgment of neglect and a demonstrable willingness to change.
  • Persistent defiance of court orders, minimization of prior abuse or neglect, and psychological indicators of entitlement and rule-disregard can justify both the denial of an improvement period and the termination of guardianship rights.
  • Failure to preserve issues in the record, and failure to show how any procedural irregularity caused prejudice or frustrated statutory purposes, will preclude relief on appeal.

By affirming the circuit court’s decision, the Supreme Court of Appeals of West Virginia sends a clear message: guardians who use their position to circumvent prior abuse and neglect determinations and to reintroduce children to unsafe environments—while refusing to recognize the wrongfulness of their conduct—cannot maintain legal control over those children. The case underscores the centrality of the child’s safety, emotional well-being, and need for stable permanency in every stage of abuse and neglect proceedings. 

Full Article & Source:
Failure of a Legal Guardian to Acknowledge Neglect and Obey Visitation Restrictions Justifies Denial of an Improvement Period and Termination of Guardianship: Commentary on In re B.W. and N.W.

Caregiver charged after disabled woman found abandoned overnight in Largo park


By Jennifer Kveglis

The Largo Police Department said a 69-year-old woman who cannot walk without a walker and wears adult diapers was left alone at Largo Central Park overnight last week.

What we know:

Police said her caregiver, 58-year-old Teresa Baldwin, brought her to the park around 3 p.m. on Monday. The next morning, park staff found the woman asleep on the sidewalk, without her walker, without her medication, and after soiling herself. 

Investigators said her cellphone had also been taken.

Baldwin was arrested Friday and charged with neglect of an elderly person, possession of crack cocaine, and is being investigated for exploitation of the victim.

What they're saying:

Criminal defense attorney Anthony Rickman, who is not involved with the case, said Florida treats elder abuse and neglect the same way it treats crimes involving children. 

"The state of Florida does treat these cases very seriously," Rickman said. "Prosecution of these cases does often result in large sentences if individuals are convicted."

Rickman also noted that drugs or other personal issues sometimes play a role in cases like this, and that caregivers can become overwhelmed if they don’t have the support they need.

The backstory:

According to the Department of Children and Families, Baldwin has been accused of exploitation in the past. She had been legally responsible for the woman’s care at the time of the incident.

What you can do:

Anyone in Florida who witnesses or suspects elder abuse can report it to the Department of Elder Affairs hotline at 1-800-96-ABUSE (1-800-962-2873) or contact local law enforcement. 

Full Article & Source:
Caregiver charged after disabled woman found abandoned overnight in Largo park