Tuesday, November 10, 2015
Partners Report Lawyer to Conn. Officials, Allege $3 Million Theft From Client's Estate
State attorney disciplinary officials are seeking an interim suspension for a Southbury attorney, claiming he collected exorbitant fees of more than $3 million while acting as executor and trustee for a now deceased client's estate.
The application for order of interim suspension was filed against attorney Robert J. Barry on Nov. 3 in Superior Court in Waterbury. In the application, Assistant Chief Disciplinary Counsel Desi Imetovski asserts Barry "poses a substantial threat of irreparable harm to his current and prospective clients." The application notes he has about 70 pending cases in the seven-town probate court district that includes Southbury. "Respondent continues to represent numerous individuals in trusts and estates with access to untold monies," the application states.
The Office of Chief Disciplinary Counsel also asked the court to appoint a trustee to protect the interests of Barry's clients. The court had not scheduled a hearing or taken any action on the application as of Nov. 4. The disciplinary counsel's office declined to comment on the case beyond what is outlined in court documents.
Barry, of the law firm Sturges & Mathes on Heritage Road in Southbury, was admitted to the bar in 1967, according to the state Judicial Branch, which indicates he has no public record of discipline. A message left for Barry seeking comment was not immediately returned. It was unclear whether he has hired another lawyer to represent him in the matter.
Attorney Kevin Thornton, who works at the same firm as Barry, said he learned about the $3 million fees after hearing staff in the office express concerns about exorbitant fees being taken in a client's case. After checking the firm's financial records, Thornton said he and another attorney at the firm, Lisa Wnuck, met with the disciplinary counsel's staff to discuss what they had discovered.
The firm's website lists the three attorneys — Barry, Thornton and Wnuck. Barry's areas of practice include estate administration, estate planning and real estate. Thornton said the extent of the financial situation is still being evaluated. He said after the situation was discovered, the partners argued and Barry tried to kick Thornton out of the building.
"I think this is the tip of the iceberg," Thornton said. "No one else [other than Barry] was looking at the [financial] books until very recently. Of course, I am concerned about the firm's reputation. It was founded in 1908 and its reputation has been stellar."
According to court documents, in December 1998 Barry began representing Catherine Wilens. He prepared her will testament and set up a revocable trust agreement.
From 2010 through February 2014, Barry held a power of attorney for Wilens. During this time, he wrote checks payable to his firm, Sturges & Mathes, in excess of $743,000, the disciplinary counsel's office claims. Barry then became the estate trustee prior to Wilens' death, and as such, he wrote trust checks payable to his firm in excess of $900,000 between 2010 and 2014.
Wilens, who had been a Southbury resident, died on March 1, 2014. Barry was also the executor of her estate, which was valued at $9 million at the time of her death, according to the application for temporary suspension. Under the terms of the trust, two individuals, Madison and Megan Mahoney, were to receive $100,000 each, with the balance of the assets to go to the Cornell University's medical school, to be held as "The Catherine Williams Wilens Memorial Fund," documents show.
But from March 2014 through November 2015, Barry executed checks payable to his firm in the amount of about $1.4 million, the disciplinary counsel's office claims. Overall, it alleges Barry as fiduciary issued his firm fees in excess of $3 million in connection with the representation of Wilens.
In May 2015, Barry filed a federal estate tax return, listing the value of the estate at only slightly over $8 million, omitting almost $1 million in assets, according to disciplinary counsel's office.
Full Article & Source:
Partners Report Lawyer to Conn. Officials, Allege $3 Million Theft From Client's Estate
WSJ: Are Guardianship Systems Under Critical Review?
By Katherine C. Pearson, Dickinson Law, Penn State
A recent article in the Wall Street Journal focuses on challenges in state courts to how guardianships operate and the role of courts in appointment and oversight of guardians. Titled "Abuse Plagues Systems of Legal Guardianships for Adults," the on-line version of the article carries the subtitle of "Allegations of financial exploitation and abuse are rife, despite waves of overhaul efforts." The article uses extensive details from just two guardianship caess, one in the state of Washington involving a 71 year-old woman, and one in Florida involving an 89 year-old "mother," to develop its theme of financial exploitation and abuse, pointing to critics that say "many elderly people with significant assets become ensnared in a system that seems mainly to succeed in generating billings."
The article includes statements from National Academy of Elder Law Attorneys president elect, Catherine Seal, providing a contrasting view of properly-managed guardianships. She is quoted as saying, "The worst cases that I see are the ones where there is no guardian."
Arizona is identified in the article as a state that has adopted safeguards on unnecessary or abusive fees "by establishing fee guidelines" in 2012. Of course it did so after a significant 2010-2011 investigative news series by the Arizona Republic in Maricopa County that exposed a series of cases in which court permitted fees and delays significantly impacted the alleged incapacitated persons' financial resources.
The WSJ article, I think, can be criticized for using just two cases of conflict to dramatize allegations of systemic problems, characterized as exploitation. We need to talk about systemic reform needs by looking beyond single case reports
It seems clear, however, if you follow the pockets of deeper investigations from across the nation, including recent challenges in Florida and Nevada where allegations focused on an array of court-permitted problems, including delays generating more costs, or overly cozy relations between court-appointed guardians and courts, or the absence of monitoring systems, that there are larger systemic issues in need of watchful eye and, in certain jurisdictions, critical examination and reform.
Full Article & Source:
WSJ: Are Guardianship Systems Under Critical Review?
Monday, November 9, 2015
ABC Action News, Sarasota FL: Guardianship Complication
Published on Oct 30, 2015
"Imagine,
just for a moment, a court-appointed Guardian taking complete control
of every aspect of your elderly Mom or Dad's life..." Alan Cohn, Lead
Anchor, News 7 at 7, Florida ABC SunCoast News reporting on the
financial and emotional exploitation that is alleged to have been
perpetrated by Lutheran Services against Marie London, an 87 year-old
who Lutheran Services has under guardianship.
Despite the availability of Ms. London's adult daughter Julie, who is able, willing, and wants very much to be able to take care of her mother, without any unwanted & very expensive "assistance" from Lutheran Services, Lutheran Services REFUSES to relinquish Ms London from their control that they sought & established over Ms London through the court-ordered guardianship. This seizure of legal control of another human being that literally turns the Ward (in this case Marise London) into a piece of property that is legally owned by a Guardian (Lutheran Services) was instituted when Ms London's daughter first sought Adult Protective Services (Florida's) help in taking care of her ailing mother.
BEWARNED: Just a simple call for help to a public state agency charged with helping the elderly can land that elderly person into the clutches of a court-ordered guardian who will not relinquish control of another human being -- their property, their Ward -- until every penny of that human beings' money (the Ward's money) has been drained from them.
Full Article & Source:
ABC Action News, Sarasota FL: Guardianship Complication
Despite the availability of Ms. London's adult daughter Julie, who is able, willing, and wants very much to be able to take care of her mother, without any unwanted & very expensive "assistance" from Lutheran Services, Lutheran Services REFUSES to relinquish Ms London from their control that they sought & established over Ms London through the court-ordered guardianship. This seizure of legal control of another human being that literally turns the Ward (in this case Marise London) into a piece of property that is legally owned by a Guardian (Lutheran Services) was instituted when Ms London's daughter first sought Adult Protective Services (Florida's) help in taking care of her ailing mother.
BEWARNED: Just a simple call for help to a public state agency charged with helping the elderly can land that elderly person into the clutches of a court-ordered guardian who will not relinquish control of another human being -- their property, their Ward -- until every penny of that human beings' money (the Ward's money) has been drained from them.
Full Article & Source:
ABC Action News, Sarasota FL: Guardianship Complication
Commission slams Brevard judge again
As part of a response to embattled John C. Murphy's response for a court order to show cause, the Florida Judicial Qualifications Commission chastised the judge for tarnishing the reputation of the Florida's judicial system.
In the conclusion of their response, it states that "His (Murphy's) conduct single-handedly caused the Florida judicial system to become a national embarrassment. The JQC respectfully requests that this Court take into consideration the matters set forth in this reply in deciding the ultimate discipline appropriate for Judge Murphy's actions.
Murphy was suspended by the Florida Supreme Court on October 6 in relation to a 2014 incident in which he challenged Assistant Public Defender Andrew Weinstock to a fistfight.
The JQC also questioned Murphy's claim that he is suffering from Post Traumatic Stress Disorder after earlier maintaining he hadn't even after undergoing what is referred to as a "comprehensive evaluation." was termed as "problematical at best" by the commission.
But, it adds that if his claim is true that the PTSD could impact his ability to perform during stressful situations, which they say contradict his statements that such a moment will never happen again.
They also say that the isolated nature of the incident wasn't important anyway.
"It is not the "isolation" of an event that determines its importance," states the JQC in their response.
"Instead, it is the seriousness of the event. Our judicial system evolved over the centuries as a substitute for violence and bloodshed as a method for resolving human disputes.Judge Murphy's resort to threats and violence against a lawyer appearing in his court is antithetical to the function of courts as reason-based institutions where law is applied to facts to reach rational decisions."
The JQC also states that the judge's reliance on past rulings made by the court in relation to what his case is misguided.
Murphy was suspended by the Florida Supreme Court on October 6 in relation to a 2014 incident in which he challenged Assistant Public Defender Andrew Weinstock to a fistfight.
Full Article & Source:
Commission slams Brevard judge again
See Also:
Brevard County Judge John C. Murphy Could Face Discipline after Scuffle
Judge immediately suspended and facing removal for scuffle with public defender
Preventing Financial Exploitation Presentation at ACC
Financial exploitation is a fast–growing form of abuse of older individuals and adults with disabilities.
In order to help raise awareness about this issue Alpena Community College Foundation Gift Planning Alliance Committee is holding a presentation on preventing financial exploitation of older individuals.
Elder abuse is an epidemic, a really big problem, that is under reported.
But on November 5th starting at 6:30 p.m. to 8:00 p.m. presenters will be at ACC in the Granum Theatre, talking about specific cases of elder abuse they've dealt with in Alpena, to help raise awareness of this issue and give ways to prevent it in the future.
Some presenters include Michigan State Police Trooper Ashley Simpson, Assistant Prosecutor Russell Rhynard, Lynne Budnik with Adult Protective Services and Financial Advisor Julie Ferguson.
Anyone can be the victim of financial exploitation and it's pervasive in every community and all economic levels.
Elder Law Attorney Kerry Rastigue said, "There's a large older adult population here. Rural communities, there's some advanced risk for rural communities because older adults do tend to be more isolated, their children tend to move away and to be here by themselves. Neighbors are not necessarily right close by, so things can be going on and you don't even know it."
If you're interested in attending this presentation to learn strategies on minimizing the chance of this happening to you, you can call 989–358–7359 to reserve a free seat.
(This is to advise what type of programs are being utilized.)
Full Article & Source:
Preventing Financial Exploitation Presentation at ACC
Sunday, November 8, 2015
Tonight on T. S. Radio: Speaking up for the Elderly!
Guest will be: Carole Herman – President and Founder of FATE -Foundation on Aiding the Elderly, (blogs in the Huffington Post).
Discussion first hour will be the FS 400.0238 Punitive Damage Limitations and FS 400.0239 Quality of Long Term Care Facility Improvement Trust Fund. The Estate of George A. Dahmer aka Former Pro Wrestler Chief White Owl – Plantiff’s wife mandated to pay 50% of Punitive Damages to Agency for Health Care Administration for Quality of Long Term Care Facility Improvement Trust Fund. Family was not notified until 7 years later. No Jurors, Family members, or anyone in court was notified of the Civil Money Penalty Projects back in a Jury Trail in Nov-2012. Nursing Homes can apply for Grants to improve their care facilities. States that are included in CMS- Centers for Medicare & Medicare Services
Grants are Florida, Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee.
FS 400.0238 Punitive Damages Limitations.
This section is remedial in nature and shall take effect upon becoming a law.
FS 400.0239 Quality of Long Term Care Facility Improvement Trust Fund
(a) Development and operation of a mentoring program, in consultation with the Department of Health and the Department of Elderly Affairs, for increasing the competence, professionalism, and career preparation of long-term care facility direct care staff, including nurses, nursing assistants, and social service and dietary personnel.
(b) Development and implementation of specialized training programs for long-term care facility personnel who provide direct care for residents with Alzheimer’s disease and other dementias, residents at risk of developing pressure sores, and residents with special nutrition and hydration needs.
(c) Addressing areas of deficient practice identified through regulation or state monitoring.
(d) Provision of economic and other incentives to enhance the stability and career development of the nursing home direct care workforce, including paid sabbaticals for exemplary direct care career staff to visit facilities throughout the state to train and motivate younger workers to commit to careers in long-term care.
Founded on August 20, 1984 http://www.4fate.org
FATE’s mission is to assure our elders are treated with care, dignity and the utmost respect during their final years in long-term care facilities. For the last 32 years the objective of the Foundation Aiding the Elderly (FATE) is to serve as a voice for patients and to bring about national reforms and enforcement of the laws governing the nursing home industry and its regulatory agencies in order to assure proper care, civil rights and meaningful, dignified life for the elderly in long-term care facilities.
Goals Are:
1. Enhance national awareness of the pattern of abuse frequently found in elderly care institutions.
2. Protect the elderly in their remaining years.
3. Initiate advocacy action to improve the care and supervision of the elderly.
4. Report abuse and neglect violations to the appropriate authorities.
5. Follow up to see that corrections and redress occur.
6. Provide a forum to support legal action on behalf of patients and their families.
7. Provide a public service of referrals for senior issues.
8. Provide tools, resources and leadership to other advocacy leaders and groups.
9. Raise funds to help support grass roots advocacy organizations assisting the elderly.
Foundation Aiding the Elderly (FATE) is a Sacramento, California based 501(c)(3) Nonprofit Corporation whose objective is to serve as a voice for patients and to bring about national reforms and enforcement of the laws governing the nursing home industry and its regulatory agencies in order to assure proper care, civil rights and meaningful, dignified life for the elderly in long-term care facilities.
FATE’s Mission is to assure our elders are treated with care, dignity and the utmost respect during their final years when they can no longer take care of themselves.
4:00 pm PST … 5:00 pm MST … 6:00 pm CST … 7:00 pm EST
LISTEN LIVE or listen to the archive later
California's New Assisted Suicide Law: Whose Choice Will it Be?
California has passed a bill to legalize physician-assisted suicide, which is scheduled to go into effect during 2016. "The End of Life Option Act" was sold as giving patients choice and control at the end of life. The bill, in fact, is about ending the lives of people who are not necessarily dying anytime soon and giving other people the "option" to hurry them along. The bill is a recipe for elder abuse and family trauma.
The American Medical Association (AMA) defines physician-assisted suicide as occurring when "a physician facilitates a patient's death by providing the necessary means and/or information to enable the patient to perform the life-ending act." The AMA gives the example: "[A] physician provides sleeping pills and information about the lethal dose, while aware that the patient may commit suicide." Assisted suicide is a general term in which the assisting person is not necessarily a physician. Euthanasia, by contrast, is the direct administration of a lethal agent with the intent to cause another person's death.
The AMA rejects assisted suicide and euthanasia stating that they are "fundamentally incompatible with the physician's role as healer, would be difficult or impossible to control, and would pose serious societal risks."
In the last five years, four states have strengthened their laws against assisted suicide. Assisted suicide is no longer legal in New Mexico due to a court decision. There are just three states where assisted suicide is legal: Oregon, Washington and Vermont. In a fourth state, Montana, case law gives doctors who assist a suicide a potential defense to a homicide charge.
The California bill applies to persons with a "terminal disease," which is defined as having a medical prognosis of less than six months to live. Such persons can, in reality, have years to live, with the more obvious reasons being misdiagnosis and the fact that predicting life expectancy is not an exact science. Doctors can sometimes be very wrong.
In Oregon and Washington, where assisted suicide laws use a nearly identical definition of terminal disease, terminality is determined without treatment. Consider, for example, Oregon resident Jeanette Hall who was diagnosed with cancer in 2000 and wanted to do assisted suicide. Her doctor convinced her to be treated instead. Twelve years later, she stated: "This last July, it was 12 years since my diagnosis. If [my doctor] had believed in assisted suicide, I would be dead."
Elder Abuse
Elder Abuse is a problem throughout the United States. Perpetrators are often family members, some of whom feel entitled to the older person's assets. They often start out with small crimes, such as stealing jewelry and blank checks, before moving on to larger items or coercing victims to sign over deeds to their homes, change their wills or liquidate their assets. Victims may even be murdered.
In California, prominent elder abuse cases include: Victorino Noval, whose daughters allegedly told doctors to medically kill him, so as to obtain inheritances; and the "Black Widow" murders in which two women insured the lives of homeless men and then killed them to collect the money. Paul Vados, a 73-year-old man, was one of the victims.
How the California Bill Works
The bill, ABX2-15, has an application process to obtain the lethal dose, which includes a written lethal dose request form with two required witnesses. Once the lethal dose is issued by the pharmacy, there is no oversight over administration. No one, not even a doctor, is required to be present at the death.
ABX2-15 allows one of the two witnesses on the lethal dose request form to be the patient's heir, who will financially benefit from the patient's death. This is an extreme conflict of interest. Indeed, under California's Probate Code, similar conduct (an heir's acting as a witness on a will) can create a presumption that the will was procured by "duress, menace, fraud or undue influence." ABX2-15, which specifically allows the patient's heir to be a witness on the lethal dose request form, does not promote patient choice. It invites duress, menace, fraud and undue influence.
Patients are also at risk due to the lack of oversight at the death. Alex Schadenberg, of the Euthanasia Prevention Coalition, explains:
"With assisted suicide laws in Washington and Oregon [and with ABX2-15], perpetrators can ... take a "legal" route, by getting an elder to sign a lethal dose request. Once the prescription is filled, there is no supervision over administration ... Even if a patient struggled, "who would know" (Emphasis added)."In 2011, the lack of oversight over administration of the lethal dose in Oregon prompted Montana State Senator Jeff Essmann to observe that studies claiming that Oregon's assisted suicide law is safe are invalid. During a legislative committee hearing, he stated:
"[All] the protections end after the prescription is written. [The proponents] admitted that the provisions in the Oregon law would permit one person to be alone in that room with the patient. And in that situation, there is no guarantee that that medication is self-administered. So frankly, any of the studies that come out of the state of Oregon's experience are invalid because no one who administers that drug ... to that patient is going to be turning themselves in for the commission of a homicide."The Death Must Be Certified as "Natural"
ABX2-15 states, "Actions taken in accordance with this [act] shall not, for any purposes, constitute suicide, assisted suicide, homicide or elder abuse under the law." In Washington State, similar language, interpreted by the Department of Health, requires Medical Examiners, Coroners and Prosecuting Attorneys to certify a death as "Natural" if Washington's assisted suicide law was used. If California follows this interpretation, no matter what the facts, even a "murder for the money" will be certified as natural if the California bill is used. The significance will be a lack of transparency and a legal inability to prosecute criminal behavior. The opportunity will be created for the perfect crime.
Trauma
In 2012, a study was published addressing trauma suffered by people who witnessed a legal assisted suicide in Switzerland. The study found that one out of five family members or friends present at an assisted suicide were traumatized. These people "[E]xperienced full or sub-threshold PTSD (Post Traumatic Stress Disorder) related to the loss of a close person through assisted suicide."
Two of my clients, whose fathers signed up for the lethal dose in Washington and Oregon, suffered similar trauma. In the first case, one side of the family wanted the father to take the lethal dose, while the other side did not. The father spent the last months of his life caught in the middle and torn over whether or not he should kill himself. My client, his adult daughter, was severely traumatized. The father did not take the lethal dose and died a natural death. In the other case, it is not clear that administration of the lethal dose was voluntary. A man who was present told my client that the client's father had refused to take the lethal dose when it was delivered, stating: "You're not killing me. I'm going to bed." But then took the lethal dose the next night when he was already intoxicated on alcohol. My client, although he was not present, was traumatized over the incident, and also by the sudden loss of his father.
How Did We Get Here?
ABX2-15 was passed by the California legislature via an expedited process during a special session. Many legislators debated the bill in religious, moral and personal terms; there was little debate over what the bill said and did. California Governor Jerry Brown, in a poignant letter explaining his decision to sign ABX2-15, continued this theme, stating that he had considered "theological and religious perspectives." He also said "The crux of the matter is whether the State of California should continue to make it a crime for a dying person to end his life..." There is, however, no such crime in California. Governor Brown did not understand what he was signing.
California's new law is promoted as assuring choice and control. The bill instead creates new paths of elder abuse, which will be legally permissible. There will be family trauma. Persons with years, even decades, to live will be encouraged to throw away their lives. In Vermont, which is the only other state to have enacted assisted suicide via a legislature, there is an active repeal movement.
Californians should do the same.
Margaret Dore is a lawyer in Washington State where assisted suicide is legal. She has been licensed to practice law in since 1986. She is a former Law Clerk to the Washington State Supreme Court and a former Chair of the Elder Law Committee of the American Bar Association Family Law Section. She is also president of Choice is an Illusion, a nonprofit corporation opposed to assisted suicide and euthanasia.
Suggested Citation: Margaret Dore, California's New Assisted Suicide Law: Whose Choice Will it Be?, JURIST - Professional Commentary, October 24, 2015, http://jurist.org/hotline/2015/10/margaret-dore-physician-assisted-suicide.php
Full Article & Source:
California's New Assisted Suicide Law: Whose Choice Will it Be?
Former Granite City resident accused of stealing money from family member
KMOV.com GRANITE CITY, Ill. (KMOV.com) – A former resident of Granite City is facing felony charges for allegedly forging checks and stealing money from a family member.
Daniel J. Moutria, 52, of Harrisburg, Illinois allegedly financial exploited a family member by taking money from the victims’ checking and savings accounts, the Madison County Sheriff’s Office said.
On August 1, police began their investigation and identified Moutria as a suspect.
Moutria was charged with financial exploitation of an elderly person and a person with a disability and four counts of forgery, police said. He was taken into custody on October 30 and transported to the Saline County Jail, where he was pending bond or extradition proceedings. His bond was set at $80,000.
Full Article & Source:
Former Granite City resident accused of stealing money from family member
New bill aims to curtail elder financial abuse
Two senators introduced bipartisan legislation Thursday that aims to cut down on elder abuse by encouraging advisers and the financial institutions they work for to report potential financial fraud targeting American seniors.
The Senior$afe Act of 2015 is sponsored by Senators Susan Collins, R-Maine, and Claire McCaskill, D-Mo., the chairwoman and ranking member, respectively, of the Senate Special Committee on Aging.
The Act would protect banks, credit unions, investment advisers and broker-dealers and their employees from civil or administrative liability, as long as employees receive training in how to spot and report predatory activity and reports are made “in good faith” and “with reasonable care,” according to the bill.
Current bank privacy laws make it difficult for these entities to report any potentially fraudulent activity, according to a news release from Ms. Collins. Indeed, only one in 44 cases of financial abuse is ever reported, according to the National Adult Protective Services Association.
The MetLife Mature Market Institute estimates annual financial loss of $2.9 billion due to elder financial abuse.
The legislation “will empower and encourage our financial service representatives to identify warning signs of common scams and help stop financial fraud targeting our seniors,” Ms. Collins said.
It's based on Maine's Senior$afe program, an initiative launched last year that's designed to train financial professionals to detect and report senior financial abuse.
In a letter to Sens. Collins and McCaskill, Judith Shaw, Maine's securities administrator and president of the North American Securities Administrators Association, commended the proposed legislation.
The bill will “[remove] barriers that might otherwise frustrate the reporting of such exploitation to state securities regulators and other appropriate governmental authorities,” Ms. Shaw said.
"Elderly Americans stand to benefit directly from such reporting, because early detection and reporting can minimize their financial losses from exploitation, and because improved protection of their finances ultimately helps preserve their financial independence and their personal autonomy," Ms. Shaw said.
The proposed legislation also comes on the heels of activity among industry groups and regulators to strengthen financial protections for seniors.
Last month, the Financial Industry Regulatory Authority Inc.'s board authorized the regulator to propose a rule to help protect senior investors by requiring broker-dealers to obtain the name and contact information of a trusted person for customers' accounts. It would also allow firms to freeze senior investors' accounts when there's reasonable belief of financial fraud.
NASAA also last month proposed model state legislation that would mandate disclosures to state regulators and adult protective services if there's reasonable belief of elder financial abuse. Rules also would allow brokers and advisers to contact trusted third parties or delay fund disbursement for seemingly at-risk seniors. The comment period for the proposed NASAA rule ended Thursday.
Full Article & Source:
New bill aims to curtail elder financial abuse
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