Tuesday, November 4, 2014

Restrictions Sought On Guardians Of Elderly


Calls for tighter controls on elder guardians pervaded the seminars and hallways of the American Bar Association’s National Aging and Law Conference Thursday and Friday.

“Powers of attorney are so widely abused it is like writing a check with no one looking over,” said Charles Sabatino, director of the ABA Commission on Law and Aging.

Sabatino argued that there should be a third party—perhaps a family member—watching over a guardian’s activities. Documents should mandate such controls, he added, citing as one example a requirement that a second signature be necessary when a guardian conducts a transaction on behalf of an elderly client over a certain amount of money, say $10,000.

Guardians should also be required to send the third party an annual financial report.

“There are a lot of creative things that can be done,” he said.

Lawyers who draft estate planning documents should be trained to spot senior fraud and be aware of potential pitfalls that could lead to elder abuse, Sabatino added.

Courts usually require a doctor to determine whether individuals have lost his their ability to think clearly before agreeing to impose a guardian and strip them of the rights to manage their financial affairs.

But most doctors lack the training to diagnose if a person is mentally disabled, cautioned Susan Cassidy, a Florida attorney with wealthy clients and the former medical director of the NFL Player Benefit Plan.

“Unless you have fundamentally lost it, you should be allowed to make decisions about your life and have your personal liberties respected, said Cassidy.

The American Bar Association is developing materials for lawyers to promote the righting of the least restrictive powers of attorney for clients, said Lori Stiegel, senior attorney for the ABA’s Commission on Law and Aging.

Full Article & Source:
Restrictions Sought On Guardians Of Elderly

Deceased attorney under investigation over missing money


Nov. 02--WATERLOO -- An attorney at a prominent Waterloo firm who died in September is at the center of a probe over missing money, according to court records.

Last week, a Waverly family filed a claim against David Alan Roth's estate, seeking more than $64,000 he allegedly pocketed after promising to invest proceeds from a life insurance policy following a fatal accident.

"If the allegations are true, it's a tragedy," said attorney Thomas Houser, who is handling Roth's estate. "I don't have any basis to know if those allegations are accurate. We are just in the infancy of the administration of the estate."

Officials at the firm where Roth practiced, Gallagher, Langlas and Gallagher, declined to comment.

"I can't really talk about that," Edward "E.J." Gallagher III said. He said the firm has legal counsel in the matter.

Attorney David Engelbrecht, who is representing the Schneider family of Waverly, couldn't be reached for comment.

Roth, 51, had been with Gallagher, Langlas and Gallagher since 1992, a year after finishing law school at Drake. He became the registering agent for the law firm in February 2004, and at the time of his death was the firm's president and secretary, according to filings with the Iowa Secretary of State. He handled family law as well as personal injury, criminal and insurance cases, according to the group's website.

On the afternoon of Sept. 22, Roth sent a text message to a friend indicating he was going to do something to himself, and he was found later that day at his Hudson home, according to his death certificate. His death was ruled suicide by hanging, which the medical examiner said was a consequence of depression.

His death came about a month after he allegedly took money from the family of Adam Schneider, according to a claim Engelbrecht submitted in Roth's estate.

The claim alleges fraud and malpractice on the part of Roth.

"Decedent (Roth) simply stole the funds from claimant for his own personal use," the claim states.

Schneider, 26, and his father, Rick, 49, operated a family milling business in Waverly. Both men died in March 2013 when they were overcome by high level of carbon monoxide inside a grain bin where a small fire had been smoldering.

Full Article & Source:
Deceased attorney under investigation over missing money

TX: A Road Map to Guardianship Alternatives

Texas guardianship proceedings can be intrusive, burdensome and costly. Practitioners should be aware of the many alternatives to guardianship that are available to Texas residents. This guide provides an overview of those alternatives, including specific forms that can be used to avoid a court-supervised administration of affairs.

A Road Map to Guardianship Alternatives, previously published as Contingency Planning, is intended to support practitioners in every area by providing knowledgeable and cost-effective legal support to families making plans for financial and medical care. This useful handbook has been expanded and updated to reflect legislative changes that have occurred since the previous publication.

Source:
A Road Map to Guardianship Alternatives

Monday, November 3, 2014

Metro Could Be on Hook for Money Stolen from Estate

By Walter F. Roche, Jr.
The attorney for an estate bilked out of $771,009 is asking a judge to rule that Metro government should be held liable for those losses because the probate court clerk's office failed to perform its statutorily mandated duty to monitor the case.

The argument filed this week in a 17-page document filed in circuit court concludes that the Probate Clerk's office headed by Robert Bradshaw negligently failed to require the now jailed administrator of the estate to file annual reports for a full decade.

The suit against Metro government follows the guilty plea by attorney John E. Clemmons to charges that he stole over $1 million from estates and conservatorships he had been assigned to manage. The pleas included the estate of William C. Link, the subject of this week's filings.

Metro attorneys already have filed motions to dismiss the case citing governmental immunity and quasi-judicial immunity.

Patrick B. Mason, who was hired to represent the estate in the civil suit, argued that neither governmental immunity or quasi-judicial immunity should apply in the case because the probate clerk's duties are set out by specific statutes and the duties were put in place to protect a specific individual and not the general public.

Clemmons, who is serving a 16 year jail sentence imposed after his guilty pleas, was appointed administrator of the Link estate in 2003. While he filed an annual accounting in 2004, he never filed another before his removal from the case in 2013.

In a nearly identical brief filed this week, Mason argued that Metro also should also be held liable in another case handled by Clemmons, the conservatorship of Donald E. Griggs.

In his briefs Mason charged that Bradshaw's office "negligently failed to ensure that proper accountings were filed."

In the Griggs case, according to the brief, three years had passed without a proper accounting at the time Clemmons was removed from his role as conservator. Grigg's lost $172,506 while Clemmons served as his conservator, according to court records.

Mason noted that the clerk's office knew the Link and Griggs estates had substantial assets and they also knew "the substantial and unjustifiable risk of their misconduct."

He also cited Davidson County rules of procedure and several prior court cases to bolster the argument.

In fact, the brief argues, the clerk's office owed a special duty of care to the Link estate and its beneficiaries.

"For a period of 10 years the probate clerk's office failed to follow their duty to ensure proper accounting, failed to monitor estate administration, failed to cite Mr. Clemmons for his failure and failed to obtain a contempt order," the filing states.

The inaction, Mason concluded, amount to "reckless conduct."

The cases were originally assigned to Judge Thomas Brothers but he recused himself from the case and it has been reassigned to Senior Judge Ben H. Cantrell.

Clemmons was removed from his role in four cases in Rutherford and Davidson counties shortly after his license to practice law was suspended in April 2013. He was later disbarred.

Full Article & Source:
Metro Could Be on Hook for Money Stolen from Estate

See Also:
Metro Pulled in to Another Conservatorship Case

Nashville lawyer admits to stealing $1.3 million, gets 18 years in prison

How to put order back in Pa. courts


Recent revelations of pornographic e-mails, name-calling in the media, allegations of criminal and ethical misconduct, and amateur psychological diagnoses have done nothing but tarnish the commonwealth's justice system.

It's disheartening to see this kind of behavior coming from the Supreme Court. Every justice should be working to reassure Pennsylvanians that they can come to court and be heard by qualified, fair, and impartial judges. Just the appearance of impropriety or misbehavior can be devastating to people's confidence in the judiciary, even if no legal wrongdoing has occurred.

And the last few weeks are the tip of the iceberg. The last decade has seen a series of embarrassing court scandals: Luzerne County's Kids-for-Cash, the conviction of former Justice Joan Orie Melvin for campaign corruption, administrative missteps in the process of building the much-needed new Philadelphia Family Court, Philadelphia Traffic Court judges facing federal charges of ticket-fixing and favoritism. And now this.

When is enough enough?

Because they sit in judgment of others and make decisions that affect every part of our lives, judges must be held to the highest possible standard. The court system must maintain the confidence of the people it serves. Pennsylvanians deserve judges they can trust to exercise good judgment both professionally and personally.

So where do we go from here? We have suggestions for the stakeholders.

The state's Judicial Conduct Board. It must move quickly, thoroughly, and as transparently as possible to investigate the serious allegations against Justice Seamus McCaffery. If appropriate, the board should file charges in the Court of Judicial Discipline without delay. If the board needs additional resources, they should be provided quickly and without strings. Anyone who is asked to provide information to the board, including judges, should comply without hesitation. We can't move forward until we know the truth.

Full Article & Source:
How to put order back in Pa. courts

Colorado’s judicial discipline agency budget mostly secret


Since its inception nearly 50 years ago, the Colorado Commission on Judicial Discipline has only made three disciplinary cases against judges public, and the director told Watchdog.org that even the commission’s budget is a state secret.

Colorado, whose judicial discipline secrecy is enshrined in the state constitution, is one of only a handful of states where the fact-finding hearing after formal charges isn’t public, records from the American Judicature Society show. In the three times the information was released in Colorado there was a formal hearing scheduled before the state Supreme Court.

CCJD Executive Director William Campbell, who noted he increased transparency since taking over about six years ago, said the process works fine and sees no reason to change it.

“When there’s a problem, we address it,” he said. “Nothing is getting shuffled under the rug.”

But Cynthia Gray, director of the Center for Judicial Ethics, said judges should face a similar system as when there are criminal complaints against average people.

“That’s how the court system works,” she said. “The grand jury proceedings are confidential, but when an indictment is filed it is public.”

Photo by Arthur Kane
Campbell said Colorado doesn’t have the same problems as places that elect their judges and has a State Commission on Judicial Performance that recommends whether voters should retain the appointed judges.

He also said there have been between 20 and 30 cases in the commission’s history that would have become public, but the judges resigned or retired before the cases made it to the state Supreme Court. There have also been about 300 private disciplinary actions since 1967 when the CCJD started its work, Campbell wrote in an email.

“People who complain about a judge will be more comfortable if their names are not public,” he said. “They don’t want to be in the news. And people might not want to be judges if complaints are public.”

Gray said a public hearing helps protect the accused judge and society.

“It’s a protection for the judge involved so he can defend himself in public and for the public to make sure the work is being done properly,” she said.

Only 15 states and the District of Columbia make formal action public only if a court orders or recommends public discipline, AJS records show. The other states make formal charges against a judge public or have open hearings on those allegations.

Campbell said two Colorado judges were publicly disciplined in the 1980s and last year the state Supreme Court publicly censured Larimer County Judge Robert A. Rand. He resigned before the formal Supreme Court hearing.

Campbell said Rand made “racy” comments that left people in his court — particularly women — uncomfortable, met privately with people before his court without the competing side present and used state resources for his personal antique car business.

The CCJD’s annual reports show that the public never finds out about the details of dozens of sometimes significant complaints. Last year, the commission received 189 complaints, similar numbers to previous years. Campbell dismissed 170 of those because they didn’t meet the guidelines of what the commission investigates and the commission dismissed all but 10 of the rest as unfounded or under the jurisdiction of appellate courts.

Of the remaining complaints, one judge was put on diversionary education for docket management, one complaint was solved when the judge retired, one — apparently Rand — was put into formal proceeding and two judges received private discipline. Five cases were carried over to 2014, according to the CCJD’s annual report.

Campbell said the private discipline is often about relatively minor issues like docket management or when a judge says something in court he or she shouldn’t have.

“I think it’s working pretty well,” he said. “The kinds of things we run into here are not typically as serious as states with elected judges.”

One of the two private disciplinary measures detailed in the 2013 annual report was a reprimand against a judge who didn’t recuse himself or notify litigants in cases involving a company where the judge’s brother was employed as a top executive. The CCJD only investigated when the issue was highlighted by a media report.

Full Article & Source:
Colorado’s judicial discipline agency budget mostly secret

Sunday, November 2, 2014

Couple allegedly robbed by caretaker: “It’s like somebody taking a knife and stabbing you in the back”


Yorktown, Va. – Trust. It’s what 92-year-olds Ruth and Edward Martin say lost them nearly $14,000.

“I always trusted her. I really did. We had no reason not to trust her; she came across so sincere, but it was all not true ,” the couple told NewsChannel 3.

They’re talking about their previous caretaker, Michelle Conley.

The couple hired her privately after a recommendation from Edward’s friend. For a year, the Martins treated her like family. They loved her.

“It’s so hard when you see a friend that would do what she did to me. I couldn’t believe it.”

Court documents say Conley used Ruth’s credit card to make dozens of charges on just about everything including, hotels, concert tickets, bills, zumba classes and more.

“When the bank statements came in, we never got them because she was at this end here in a position to intercept them.”

It didn’t end there. Court papers say Conley cashed multiple checks from Edward.

Full Article & Source:
Couple allegedly robbed by caretaker: “It’s like somebody taking a knife and stabbing you in the back”

Wyden supports legislation that would add elder abuse investigators


US Sen. Ron Wyden
PORTLAND — During a Friday speech, U.S. Sen. Ron Wyden threw his support behind plans to save a stalled piece of federal legislation that could give states $100 million to hire new elder abuse investigators at a time when their caseload is at an all-time high.

“It’s clear right now the U.S. Congress is having problems ordering a Coca-Cola,” Wyden, D-Ore., said as he addressed the National Adult Protective Services’ Fifth Annual Elder Abuse Summit in Portland. “But we can pull out all the stops and get that done.” 

First drafted in 2002, the Elder Justice Act provides federal funding to state adult protective services programs that protect vulnerable seniors and people with disabilities and often serve on the front lines in the war on elder abuse. 

The current version of the law — which provides $100 million of support to the country’s adult protective services programs — was attached to the Affordable Care Act and became law when President Barack Obama signed that package of health care reforms in March 2010. 

“Despite the fact this law passed four years ago, there has not been a single penny allocated to (hiring new investigators),” said Bill Benson, the national policy adviser for the National Adult Protective Services Association , explaining a “terrible climate in Washington” has kept the act from being funded and could lead to its disappearance altogether.

The need
According to a recent report, Oregon’s 160 adult protective services investigators received 28,449 “calls of concern” reporting a suspected case of elder abuse in 2013. They substantiated, or found enough evidence to prove abuse occurred, 4,221 of these cases last year.

This number of substantiated cases — which includes 152 substantiated cases of elder abuse in Crook, Deschutes, and Jefferson counties — represents a 36 percent increase from the number of substantiated cases the agency handled in 2012. Central Oregon saw a 30 percent increase in its substantiated cases of elder abuse between 2012 and 2013, according to the report.

“Most of our cases are getting more and more complex and we know our caseloads are only going to get bigger,” said Marie Cervantes, director of Oregon’s Office of Adult Abuse Prevention and Investigations.

The report also found the state’s total number of substantiated financial exploitation or financial abuse cases increased by 31 percent between 2010 and 2013 

Cervantes said these cases — which make up 25 to 40 percent of her agency’s caseload each year — can sometimes take two to three weeks longer than the typical elder abuse case to investigate because they involve complicated financial transactions and gathering evidence from many banks and lending institutions. 

A typical elder abuse case takes 30 to 45 days from start to finish, she added, explaining her investigators often spend two or three days just building up a trusting relationship with an alleged victim that allows them to move forward with a case.

Full Article & Source:
Wyden supports legislation that would add elder abuse investigators

How Neurologic Conditions Affect Planning

To best address current and future client needs, practitioners must understand the incidence and nature of the challenges that aging and disease can create. Many practitioners plan under the misconceptions that: (1) physical disability means a client who’s wheelchair-bound, and (2) cognitive issues are typified by a client lacking any decision-making capacity (that is, a black and white paradigm). Thus, many plans trigger springing durable POAs when a client is “disabled.” In reality, only about 7 percent of those with disabilities use a walking aid (wheelchair or otherwise), and there are myriad shades of gray between being competent and completely lacking any decision-making capacity. Further, disabilities often aren’t suddenly present at a certain point in time, but wax and wane during the progression of a disease, and even during the course of a day, as the effects of medications may vary. So, many clients may prefer a more refined or tailored trigger mechanism. Brain disease, in particular, presents a wide range of symptoms and planning challenges that affect a surprisingly large number of clients.

As the importance of planning to minimize estate tax has waned and the population continues to age, both the incidence and relative importance of planning for clients’ brain disease or brain injury will increase substantially. 

Not only should legal documents be tailored to address a client’s specific challenges, but also the planning team must educate clients to take practical steps to implement the planning. Bear in mind that the risks faced by those with neurologic disease may be broader than those faced by other clients.

There’s a greater risk that the client may be taken advantage of by those with access to the client’s financial assets.

Full Article and Source:
How Neurologic Conditions Affect Planning